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AB Moderate Buffer ETF

BUFM·NASDAQ
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Key Stats

Assets Under Management
378.79MUSD
Fund Flow (1Y)
339.45MUSD
Dividend Yield
--
Discount / Premium to NAV
0.09%
Shares Outstanding
9.60M
Expense Ratio
0.69%

About AB Moderate Buffer ETF

Issuer
AllianceBernstein L.P.
Brand
AB Funds
Inception Date
Dec 9, 2024
Structure
Open-Ended Fund
Index Tracked
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Management Style
Active
Dividend Treatment
Distributes
Distribution Tax Treatment
Ordinary income
Income Tax Type
Capital Gains
Max ST Capital Gains Rate
39.60%
Max LT Capital Gains Rate
20.00%
Primary Advisor
AllianceBernstein LP
Distributor
Foreside Fund Services LLC
BUFM actively manages FLEX options in efforts to participate in the price return of the SPDR S&P 500 ETF (SPY), up to a cap, and provide partial downside protection over an outcome period that ranges from 90 to 120 days. In exchange for preventing the realization of the first 10% of the losses in value of SPY shares, investors forego upside participation typically between 4% and 5%. Periodically, the fund may bear the first 2% of SPYs losses if doing so allows the fund to maintain a higher upside cap. The fund adviser monitors the options portfolio's performance and may rebalance at any time to protect capital or lock-in gains. At the end of each outcome period, the fund resets its cap and buffer levels according to prevailing market conditions. The calculations for cap and buffer do not include the fund's expense ratio, which could diminish net returns. To achieve the intended results, shares must be held throughout the entire outcome period.

Classification

Asset Class
Equity
Category
Size and Style
Focus
Large Cap
Niche
Broad-based
Strategy
Buy-write
Geography
U.S.
Weighting Scheme
Fixed
Selection Criteria
Fixed

Analysis

Sector

Technology

33.16%

Financial Services

12.45%

Communication Services

10.32%

Consumer Cyclical

9.97%

Healthcare

9.56%

Industrials

8.43%

Consumer Defensive

5.41%

Energy

4.18%

Utilities

2.62%

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Asset

Holdings

Symbol

Ratio

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4SPY 06/30/26 C3.25 4SPY 06/30/26 C3.25

101.30%
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4SPY 06/30/26 P646.31 4SPY 06/30/26 P646.31

1.89%
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ALLIANCEBERNSTEIN GOVT STIF SSC FUND 64BA AGIS 587

0.51%
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OPTIONS SOCIETE GENERAL COC US

0.00%
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NET OTHER ASSETS

-0.01%

Symbol

Ratio

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4SPY 06/30/26 P585.31 4SPY 06/30/26 P585.31

-0.73%
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4SPY 06/30/26 C682.86 4SPY 06/30/26 C682.86

-2.95%

Top 10 Weight 100%

7 Total Holding

See all holdings

Related Funds

Seasonals

Volume Profile

Trade Flow Insight

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