SEC and CFTC Set September 29 Event to Address Regulatory Harmonization

The U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) have scheduled a public event for September 29 to explore strategies for regulatory harmonization. The initiative seeks to align overlapping rules and address persistent industry concerns about redundancy and inefficiency in current frameworks.

Event Aims to Streamline Cross-Agency Oversight

The upcoming meeting is a direct response to feedback from market participants, who have long advocated for a more cohesive regulatory approach across the SEC and CFTC. The two agencies have overlapping jurisdictions, particularly in areas involving derivatives, asset-backed products, and investment fund structures. By hosting the event, regulators aim to foster greater coordination and reduce friction in how market participants navigate compliance.

Industry stakeholders have increasingly pointed to the complexity of dual regulatory oversight as a barrier to innovation and capital formation. The event is intended to serve as a forum for dialogue on how to simplify overlapping obligations and create a more transparent and predictable regulatory environment.

Focus on Practical Solutions and Industry Input

According to the announcement, the discussion will center on practical measures to enhance coordination and reduce duplication of rules. This includes evaluating the effectiveness of current joint rulemaking efforts and identifying opportunities for streamlining future initiatives. The event also provides a platform for market participants to voice concerns and offer insights into how current regulatory frameworks can be improved.

While no formal rule changes are expected to be announced at the event, it represents a significant step in the ongoing effort to modernize and unify the regulatory landscape. The SEC and CFTC have previously emphasized the importance of collaboration, but this event is the first concrete step in 2025 toward making those commitments more tangible.

Event Expected to Influence Future Rulemaking Priorities

By bringing together agency officials and industry representatives, the September 29 event is anticipated to shape the direction of future rulemaking initiatives. The input gathered during the session could inform the development of joint guidance, clarify overlapping requirements, and identify areas where rule amendments or new regulations may be appropriate.

The timing of the event reflects a broader trend of increased coordination between regulatory bodies. Earlier this year, both agencies reaffirmed their commitment to strengthening cross-agency cooperation, and the upcoming meeting aligns with that strategic focus.

The event is open to the public and will be conducted in a format that encourages broad participation and feedback. Final details, including the specific agenda and registration process, will be released in the coming weeks.

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