SPUC
·NYSE
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Key Stats
Assets Under Management
112.16MUSD
Fund Flows (1Y)
-23.20MUSD
Dividend Yield
0.77%
Discount/Premium to NAV
-0.11%
Shares Outstanding
2.30M
Expense Ratio
0.53%
About Simplify US Equity PLUS Upside Convexity ETF
Issuer
Simplify Asset Management Inc.
Brand
Simplify
Inception Date
Sep 3, 2020
Structure
Open-Ended Fund
Index Tracked
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Management Style
Active
Dividend Treatment
Distributes
Distribution Tax Treatment
Qualified dividends
Income Tax Type
Capital Gains
Max ST Capital Gains Rate
39.60%
Max LT Capital Gains Rate
20.00%
Primary Advisor
Simplify Asset Management, Inc.
Distributor
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SPUC is one of the first ETFs of the issuer, Simplify, along with SPD and SPYC. The fund seeks capital appreciation by investing in US ETFs and employing an option overlay via call options on the S&P 500 Index or an S&P 500 Index ETF. The options component of the fund is selected based upon the adviser's evaluation of relative value based on cost, strike price and maturity. These options are intended to create convex equity payoff on the upside, which aims to improve the fund's performance as the market moves up. The upside convexity in the fund's strategy refers to the non-linear relationship between the fund's and market's return. Meaning, by exercising the call options, the fund adviser expects the fund's return to rise more than the market. The actively-managed fund limits the options overlay to 20% of the portfolio. The fund's goal of improving fund performance is not guaranteed.
Classification
Asset Class
Equity
Category
Size and Style
Focus
Large Cap
Niche
Broad-based
Strategy
Active
Geography
U.S.
Weighting Scheme
Proprietary
Selection Criteria
Proprietary
Returns
1-Month | 3-Month | YTD | 1-Year | 3-Year | 5-Year | |
|---|---|---|---|---|---|---|
Price Performance | +3.61% | -0.87% | +20.80% | +19.44% | +88.25% | +87.72% |
NAV Total Return | -0.69% | +3.31% | +19.56% | +20.01% | +87.80% | +0.59% |
Ratings
No data is currently available
Ainvest’s AI-powered ETF Scoring Algorithm, built to help retail investors make smarter, data-driven decisions. Leveraging deep learning, reinforcement learning, and large language models, the algorithm scores ETFs across five key dimensions: Fund Flow, Momentum, Safety, Fundamentals, and Performance. Each factor is weighted by its correlation to future returns, resulting in a single, actionable score. Backtested over five years with consistently strong predictive accuracy. Ainvest brings institutional-grade artificial intelligence to everyday investors—transforming complexity into clarity with every score.
Holdings Analysis
Sector
Technology
36.88%
Financial Services
12.58%
Consumer Cyclical
10.66%
Communication Services
10.38%
Healthcare
8.96%
Industrials
7.40%
Consumer Defensive
4.68%
Energy
2.79%
Utilities
2.34%
Technology
36.88%
Financial Services
12.58%
Consumer Cyclical
10.66%
Communication Services
10.38%
Healthcare
8.96%
Industrials
7.40%
Consumer Defensive
4.68%
Energy
2.79%
Utilities
2.34%
Show more
Asset
Region
99.61%
0.39%
Category
Ratio
North America
99.61%
Europe
0.39%
Investment Style
No data is currently available
Top 10 Holdings
Symbol
Ratio
IVV
iShares Core S&P 500 ETF
95.59%
SPX US 12/19/25 C6545 Index
3.42%
Cash
0.99%
Top 10 Weight 100%
3 Total Holdings
Dividends
Dividend Payout History
Declaration Date | Record Date | Payment Date | Amount |
|---|---|---|---|
| 2025-09-25 | 2025-09-25 | 2025-09-30 | 0.100 |
| 2025-06-25 | 2025-06-25 | 2025-06-30 | 0.100 |
| 2025-03-26 | 2025-03-26 | 2025-03-31 | 0.080 |
| 2024-12-23 | 2024-12-23 | 2024-12-31 | 0.104 |
| 2024-09-25 | 2024-09-25 | 2024-09-30 | 0.080 |
| 2024-06-25 | 2024-06-25 | 2024-06-28 | 0.100 |
| 2024-03-25 | 2024-03-26 | 2024-03-28 | 0.100 |
Show more
Premium/Discount Chart
Premium/Discount to NAV
Price
1M
Assets Under Management
Assets Under Management
1M
Fund Flows
Inflows
Outflows
1M
