FTKI
·ARCA
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Key Stats
Assets Under Management
943.03KUSD
Fund Flows (1Y)
--
Dividend Yield
8.92%
Discount/Premium to NAV
-0.06%
Shares Outstanding
50.00K
Expense Ratio
0.85%
About First Trust Small Cap BuyWrite Income ETF
Issuer
First Trust Advisors L.P.
Brand
First Trust
Inception Date
Feb 26, 2025
Structure
Open-Ended Fund
Index Tracked
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Management Style
Active
Dividend Treatment
Distributes
Distribution Tax Treatment
Ordinary income
Income Tax Type
Capital Gains
Max ST Capital Gains Rate
39.60%
Max LT Capital Gains Rate
20.00%
Primary Advisor
First Trust Advisors LP
Distributor
First Trust Portfolios LP
FTKI is an actively managed portfolio of US-listed small-cap stocks overlaid by a naked call-writing strategy. The fund manager selects equity constituents based on several factors, including trading liquidity, market cap, price level, sector classification, and contribution to risk and return. To generate additional cash flow, the fund writes calls on the Russell 2000 or related small-cap ETFs, seeking a notional value of 50-100% of the fund's assets. The fund appears to be primarily model-driven in its portfolio selection. Still, the active management wrapper allows the fund manager to take advantage of market anomalies during periods of high volatility.
Classification
Asset Class
Equity
Category
Size and Style
Focus
Small Cap
Niche
Broad-based
Strategy
Active
Geography
--
Weighting Scheme
Proprietary
Selection Criteria
Proprietary
Returns
1-Month | 3-Month | YTD | 1-Year | 3-Year | 5-Year | |
|---|---|---|---|---|---|---|
Price Performance | +1.52% | +0.51% | -4.04% | -4.04% | -4.04% | -4.04% |
NAV Total Return | +0.97% | +4.42% | -0.93% | -0.93% | -0.93% | -0.93% |
Ratings
No data is currently available
Ainvest’s AI-powered ETF Scoring Algorithm, built to help retail investors make smarter, data-driven decisions. Leveraging deep learning, reinforcement learning, and large language models, the algorithm scores ETFs across five key dimensions: Fund Flow, Momentum, Safety, Fundamentals, and Performance. Each factor is weighted by its correlation to future returns, resulting in a single, actionable score. Backtested over five years with consistently strong predictive accuracy. Ainvest brings institutional-grade artificial intelligence to everyday investors—transforming complexity into clarity with every score.
Holdings Analysis
Sector
Technology
20.40%
Financial Services
18.93%
Industrials
15.05%
Healthcare
12.65%
Consumer Cyclical
12.08%
Energy
5.77%
Real Estate
4.95%
Communication Services
3.38%
Utilities
2.34%
Technology
20.40%
Financial Services
18.93%
Industrials
15.05%
Healthcare
12.65%
Consumer Cyclical
12.08%
Energy
5.77%
Real Estate
4.95%
Communication Services
3.38%
Utilities
2.34%
Show more
Asset
Region
86.43%
6.41%
3.62%
2.87%
0.67%
Category
Ratio
North America
86.43%
Latin America
6.41%
Europe
3.62%
Asia
2.87%
Africa/Middle East
0.67%
Investment Style
No data is currently available
Top 10 Holdings
Symbol
Ratio
LITE
Lumentum Holdings
2.70%
AGX
Argan
1.61%
NU
Nu Holdings
1.60%
WU
The Western Union
1.41%
INSM
Insmed
1.38%
CTRE
Caretrust Reit
1.29%
MCRI
Monarch Casino
1.28%
GVA
Granite Construction
1.22%
POR
Portland General Electric
1.20%
ASML
ASML Holding
1.19%
Top 10 Weight 14.88%
181 Total Holdings
Dividends
Dividend Payout History
Declaration Date | Record Date | Payment Date | Amount |
|---|---|---|---|
| 2025-12-12 | 2025-12-12 | 2025-12-31 | 0.187 |
| 2025-11-21 | 2025-11-21 | 2025-11-28 | 0.187 |
| 2025-10-21 | 2025-10-21 | 2025-10-31 | 0.187 |
| 2025-09-25 | 2025-09-25 | 2025-09-30 | 0.187 |
| 2025-08-21 | 2025-08-21 | 2025-08-29 | 0.187 |
| 2025-07-22 | 2025-07-22 | 2025-07-31 | 0.187 |
| 2025-06-26 | 2025-06-26 | 2025-06-30 | 0.191 |
Show more
Premium/Discount Chart
Premium/Discount to NAV
Price
1M
Assets Under Management
Assets Under Management
1M
Fund Flows
Inflows
Outflows
1M
