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ROSC

Hartford Multifactor Small Cap ETF·ARCA
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Key Stats

Assets Under Management
49.52MUSD
Fund Flow (1Y)
11.37MUSD
Dividend Yield
2.01%
Discount / Premium to NAV
0.15%
Shares Outstanding
1.00M
Expense Ratio
0.34%

About Hartford Multifactor Small Cap ETF

Issuer
The Hartford
Brand
Hartford
Inception Date
Mar 23, 2015
Structure
Open-Ended Fund
Index Tracked
Hartford Multifactor Small Cap Index
Management Style
Passive
Dividend Treatment
Distributes
Distribution Tax Treatment
Qualified dividends
Income Tax Type
Capital Gains
Max ST Capital Gains Rate
39.60%
Max LT Capital Gains Rate
20.00%
Primary Advisor
Lattice Strategies LLC
Distributor
ALPS Distributors, Inc.
ROSC is a passively-managed ETF that enters the US small-cap space, but it's not a "vanilla” offering. It uses an integrated multi-factor approach: The optimizer searches for value, momentum and quality stocks—emphasizing value—and aims to dampen offsetting effects of one factor on another. Single-name position size caps and volatility also inform the weighting at the portfolio level. On October 24, 2016, the fund name and index name changed to reflect Hartford's acquisition of Lattice (the former issuer and index provider). There were no changes to the investment objectives or index methodology resulting from the change. Prior to November 6, 2019, the fund traded as the Hartford Multifactor Global Small Cap ETF (ticker ROGS), and was a risk-optimized fund investing in global companies.

Classification

Asset Class
Equity
Category
Size and Style
Focus
Small Cap
Niche
Broad-based
Strategy
Multi-factor
Geography
U.S.
Weighting Scheme
Multi-Factor
Selection Criteria
Multi-factor

Analysis

Sector

Healthcare

19.95%

Financial Services

18.79%

Consumer Cyclical

14.20%

Technology

11.78%

Industrials

10.72%

Consumer Defensive

6.90%

Real Estate

5.49%

Communication Services

4.21%

Energy

3.83%

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Holdings

Symbol

Ratio

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US DOLLAR

1.12%
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DDS

DILLARD'S
1.02%
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NHC

National Healthcare
1.01%
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MD

Pediatrix Medical
0.97%
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PRDO

Perdoceo Education
0.97%

Symbol

Ratio

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PAHC

Phibro Animal Health
0.97%
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CPRX

Catalyst
0.95%
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HRMY

Harmony
0.94%
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BTSG

BrightSpring Health
0.94%
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INDV

Indivior
0.93%

Top 10 Weight 9.82%

317 Total Holding

See all holdings

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