ROSC
Hartford Multifactor Small Cap ETF·ARCA
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Key Stats
Assets Under Management
49.52MUSD
Fund Flow (1Y)
11.37MUSD
Dividend Yield
2.01%
Discount / Premium to NAV
0.15%
Shares Outstanding
1.00M
Expense Ratio
0.34%
About Hartford Multifactor Small Cap ETF
Issuer
The Hartford
Brand
Hartford
Inception Date
Mar 23, 2015
Structure
Open-Ended Fund
Index Tracked
Hartford Multifactor Small Cap Index
Management Style
Passive
Dividend Treatment
Distributes
Distribution Tax Treatment
Qualified dividends
Income Tax Type
Capital Gains
Max ST Capital Gains Rate
39.60%
Max LT Capital Gains Rate
20.00%
Primary Advisor
Lattice Strategies LLC
Distributor
ALPS Distributors, Inc.
ROSC is a passively-managed ETF that enters the US small-cap space, but it's not a "vanilla” offering. It uses an integrated multi-factor approach: The optimizer searches for value, momentum and quality stocks—emphasizing value—and aims to dampen offsetting effects of one factor on another. Single-name position size caps and volatility also inform the weighting at the portfolio level. On October 24, 2016, the fund name and index name changed to reflect Hartford's acquisition of Lattice (the former issuer and index provider). There were no changes to the investment objectives or index methodology resulting from the change. Prior to November 6, 2019, the fund traded as the Hartford Multifactor Global Small Cap ETF (ticker ROGS), and was a risk-optimized fund investing in global companies.
Classification
Asset Class
Equity
Category
Size and Style
Focus
Small Cap
Niche
Broad-based
Strategy
Multi-factor
Geography
U.S.
Weighting Scheme
Multi-Factor
Selection Criteria
Multi-factor
Analysis
Sector
Healthcare
19.95%
Financial Services
18.79%
Consumer Cyclical
14.20%
Technology
11.78%
Industrials
10.72%
Consumer Defensive
6.90%
Real Estate
5.49%
Communication Services
4.21%
Energy
3.83%
Healthcare
19.95%
Financial Services
18.79%
Consumer Cyclical
14.20%
Technology
11.78%
Industrials
10.72%
Consumer Defensive
6.90%
Real Estate
5.49%
Communication Services
4.21%
Energy
3.83%
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Holdings
Symbol
Ratio
US DOLLAR
1.12%
DDS
DILLARD'S
1.02%
NHC
National Healthcare
1.01%
MD
Pediatrix Medical
0.97%
PRDO
Perdoceo Education
0.97%
Symbol
Ratio
PAHC
Phibro Animal Health
0.97%
CPRX
Catalyst
0.95%
HRMY
Harmony
0.94%
BTSG
BrightSpring Health
0.94%
INDV
Indivior
0.93%
Top 10 Weight 9.82%
317 Total Holding
See all holdings
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